The Value Builder

Winter 2004



Investigate accidents carefully to avoid repeating them

 

Accidents happen — on construction sites, in offices and on the road. And yet, contractors could eliminate many of them by identifying and eliminating one or more of the unsafe actions or conditions that lead to these mishaps.

On the surface, accident causes seem simple, but as many as 10 contributing factors may play into a single accident. Most of them can be traced to poor management policies or to overlooked questions of personal safety or environmental conditions. Effective accident investigations can help you determine not only what happened, but also how and why — and necessary steps to avoid repeating the mistake.

Planning for the worst
The first requirement for a successful investigation is that all concerned parties understand that the goal is not to place blame. Rather, the investigation seeks to prevent a similar — or worse — occurrence in the future. A secondary goal is to collect the information your company may need to defend itself during outside inquiries or possible litigation and protect itself against fraudulent claims or misrepresentation.

To accomplish all this, you must carefully plan accident investigation procedures before you need them. Depending on the severity of the incident, the inquiry may involve representatives from the company, the insurer or regulatory agencies. Sometimes, the services of expert consultants are required.

But even if you involve several investigators, appoint one person as leader. In addition to knowing where to start, the leader must know when to stop. The degree of detail required will depend to some extent on the consequences of the accident, but establish some basic procedures before the investigation begins.

Collecting data
One of the primary considerations in construction accident investigations is when work can resume. The lead investigator must determine this, but work cannot begin until the team has acquired all the available information and evidence available at the site and declared the site safe for workers.

In collecting data, investigators should look for abnormal actions and conditions preceding the accident. Then they must determine how those actions and conditions contributed to the accident. Physical evidence from the scene is important, along with maps, photographs and other documents. But the most valuable information is likely to come from victims and witnesses.

Be careful: Memories may be faulty, and fear or the desire to protect themselves or co-workers can have an impact on observers’ accounts of occurrences surrounding the accident. But witnesses are the glue that holds together the chain of events and an experienced investigating team can assess the reliability of individual comments.

10 steps to a successful accident investigation

  1. Define the scope of the investigation. Reconstruct events leading up to the incident without attempting to attach blame.
  2. Select the investigators and assign specific tasks to each. Choose experienced investigators to sift physical evidence, gather victim and witness testimony, and document policies and procedures.
  3. Secure and inspect the accident site. Halt work at the site, and unless a hazard exists, keep the scene undisturbed.
  4. Interview each victim and witness. Seek all relevant information, including events immediately before and after the accident.
  5. Release the scene and witnesses. After investigators have collected evidence and the site is safe, resume work.
  6. Determine what was not normal. Analyze witness accounts, physical evidence, and company policies and procedures.
  7. Establish the likely sequence of events and probable causes. Piece together collected evidence to determine what happened and why.
  8. Compile a report, including recommendations. Supplement findings with appropriate diagrams, photos and drawings.
  9. Communicate findings. Circulate investigation results throughout the organization.
  10. Implement changes. The investigation’s benefits begin after you adopt its recommendations.


Using the information
Objective assessment of the information and evidence may reveal flaws in your company’s systems and procedures, along with individual or group failings.

These findings help set the course for improvement, so sharing the investigative report throughout the organization is important. Effective accident investigations provide valuable insights into the way your construction business operates and can help point the way to significant improvements.

 

Perisho Tombor Loomis & Ramirez
901 Campisi Way, Suite 250
Campbell, CA 95008
408-558-0500
info@ptlr.com

 

 

 

The articles in this newsletter are general in nature and are not a substitute for accounting, legal, or other professional services. We assume no liability for the reader's reliance on this information. Before implementing any of the ideas contained in this publication, consult a professional advisor to determine whether they apply to your unique circumstances.

© 2004